Trial Outcomes & Findings for Acute Effects of Exogenous Ketone Ester Administration in Heart Failure (NCT NCT04633460)

NCT ID: NCT04633460

Last Updated: 2024-11-27

Results Overview

Peak VO2

Recruitment status

COMPLETED

Study phase

PHASE2

Target enrollment

26 participants

Primary outcome timeframe

Assessed 60 minutes after the intervention.

Results posted on

2024-11-27

Participant Flow

Out of 26 consented participants, 5 screen failed and 1 participant withdrew, leading to 20 randomized participants.

Participant milestones

Participant milestones
Measure
Ketone Ester First, Then Placebo
(R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester Ketone ester: A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis. 10 individuals were randomized to acute dosing of KE first. Then, after approximately 7 day washout, these 10 individuals received acute dosing of placebo.
Placebo First, Then Ketone Ester
KE-free solution first, then KE after 7 day washout placebo drink: KE free placebo drink 10 individuals were randomized to acute dosing of placebo first. Then, after approximately 7 day washout, these 10 individuals received acute dosing of KE.
First Intervention
STARTED
10
10
First Intervention
COMPLETED
10
10
First Intervention
NOT COMPLETED
0
0
Washout
STARTED
10
10
Washout
COMPLETED
10
10
Washout
NOT COMPLETED
0
0
Second Intervention
STARTED
10
10
Second Intervention
COMPLETED
10
10
Second Intervention
NOT COMPLETED
0
0

Reasons for withdrawal

Withdrawal data not reported

Baseline Characteristics

Acute Effects of Exogenous Ketone Ester Administration in Heart Failure

Baseline characteristics by cohort

Baseline characteristics by cohort
Measure
Randomized First to Ketone Ester
n=10 Participants
(R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester Ketone ester: A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis. 10 individuals were randomized to ketone ester first, and 10 individuals were randomized to placebo first.
Randomized First to Placebo
n=10 Participants
KE-free solution placebo drink: KE free placebo drink. 10 individuals were randomized to ketone ester first, and 10 individuals were randomized to placebo first.
Total
n=20 Participants
Total of all reporting groups
Age, Continuous
71 years
STANDARD_DEVIATION 7 • n=99 Participants
71 years
STANDARD_DEVIATION 10 • n=107 Participants
71 years
STANDARD_DEVIATION 8 • n=206 Participants
Sex: Female, Male
Female
6 Participants
n=99 Participants
6 Participants
n=107 Participants
12 Participants
n=206 Participants
Sex: Female, Male
Male
4 Participants
n=99 Participants
4 Participants
n=107 Participants
8 Participants
n=206 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
n=99 Participants
0 Participants
n=107 Participants
0 Participants
n=206 Participants
Race (NIH/OMB)
Asian
0 Participants
n=99 Participants
0 Participants
n=107 Participants
0 Participants
n=206 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
n=99 Participants
0 Participants
n=107 Participants
0 Participants
n=206 Participants
Race (NIH/OMB)
Black or African American
3 Participants
n=99 Participants
4 Participants
n=107 Participants
7 Participants
n=206 Participants
Race (NIH/OMB)
White
7 Participants
n=99 Participants
6 Participants
n=107 Participants
13 Participants
n=206 Participants
Race (NIH/OMB)
More than one race
0 Participants
n=99 Participants
0 Participants
n=107 Participants
0 Participants
n=206 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants
n=99 Participants
0 Participants
n=107 Participants
0 Participants
n=206 Participants

PRIMARY outcome

Timeframe: Assessed 60 minutes after the intervention.

Population: All 20 participants contributed to the data. 10 participants started first in the ketone ester group and then crossed over to placebo, while 10 participants started first in the placebo arm and crossed over the ketone ester.

Peak VO2

Outcome measures

Outcome measures
Measure
Ketone Ester
n=20 Participants
(R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester Ketone ester: A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis
Placebo
n=20 Participants
KE-free solution placebo drink: KE free placebo drink
Maximal Exercise Capacity (Peak VO2) Assessed by Cardiopulmonary Exercise Testing
1.0 L/min
Standard Deviation 0.3
1.0 L/min
Standard Deviation 0.3

PRIMARY outcome

Timeframe: Assessed 30 minutes after the intervention.

Population: All 20 participants contributed to the data. 10 participants started first in the ketone ester group and then crossed over to placebo, while 10 participants started first in the placebo arm and crossed over the ketone ester.

Exercise time at 75% of peak workload

Outcome measures

Outcome measures
Measure
Ketone Ester
n=20 Participants
(R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester Ketone ester: A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis
Placebo
n=20 Participants
KE-free solution placebo drink: KE free placebo drink
Submaximal Exercise Capacity (Exercise Time at 75% of Peak Workload) Assessed by Cardiopulmonary Exercise Testing.
9.7 minutes
Standard Deviation 7.3
8.7 minutes
Standard Deviation 4.3

SECONDARY outcome

Timeframe: Assessed 60 minutes after the intervention.

Population: All participants with available data (13 in ketone ester group and 14 in the placebo group) shown here.

Percent change in systemic vascular resistance with exercise

Outcome measures

Outcome measures
Measure
Ketone Ester
n=13 Participants
(R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester Ketone ester: A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis
Placebo
n=14 Participants
KE-free solution placebo drink: KE free placebo drink
Percent Change in Systemic Vascular Resistance With Exercise
-21.5 Percent change from rest to peak exercis
Standard Deviation 14.7
-34.2 Percent change from rest to peak exercis
Standard Deviation 11.5

SECONDARY outcome

Timeframe: Assessed 60 minutes after the intervention.

Population: All 20 participants contributed to the data. 10 participants started first in the ketone ester group and then crossed over to placebo, while 10 participants started first in the placebo arm and crossed over the ketone ester.

Outcome measures

Outcome measures
Measure
Ketone Ester
n=20 Participants
(R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester Ketone ester: A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis
Placebo
n=20 Participants
KE-free solution placebo drink: KE free placebo drink
Substrate Utilization (Reflected by the Respiratory Exchange Ratio) Assessed by Cardiopulmonary Exercise Testing.
1.09 Ratio
Standard Deviation 0.13
1.14 Ratio
Standard Deviation 0.14

SECONDARY outcome

Timeframe: Assessed 60 minutes after the intervention.

Population: All 20 participants contributed to the data. 10 participants started first in the ketone ester group and then crossed over to placebo, while 10 participants started first in the placebo arm and crossed over the ketone ester.

Outcome measures

Outcome measures
Measure
Ketone Ester
n=20 Participants
(R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester Ketone ester: A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis
Placebo
n=20 Participants
KE-free solution placebo drink: KE free placebo drink
VO2 Efficiency (Total Work Performed Over Oxygen Consumed) During Submaximal Cardiopulmonary Exercise Testing.
6.0 kJ/L O2
Standard Deviation 2.6
6.1 kJ/L O2
Standard Deviation 2.9

SECONDARY outcome

Timeframe: Assessed throughout the study visit date after the intervention is given (until leaving the research study center that day).

Population: All 20 participants contributed to the data. 10 participants started first in the ketone ester group and then crossed over to placebo, while 10 participants started first in the placebo arm and crossed over the ketone ester.

Outcome measures

Outcome measures
Measure
Ketone Ester
n=20 Participants
(R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester Ketone ester: A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis
Placebo
n=20 Participants
KE-free solution placebo drink: KE free placebo drink
Presence of Exercise-induced Arrhythmias (Significant Atrial or Ventricular Arrhythmias)
0 Participants
0 Participants

Adverse Events

Ketone Ester

Serious events: 1 serious events
Other events: 7 other events
Deaths: 0 deaths

Placebo

Serious events: 0 serious events
Other events: 6 other events
Deaths: 0 deaths

Serious adverse events

Serious adverse events
Measure
Ketone Ester
n=20 participants at risk
(R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester Ketone ester: A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis
Placebo
n=20 participants at risk
KE-free solution placebo drink: KE free placebo drink
Respiratory, thoracic and mediastinal disorders
Laryngeal inflammation
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
0.00%
0/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").

Other adverse events

Other adverse events
Measure
Ketone Ester
n=20 participants at risk
(R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester Ketone ester: A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis
Placebo
n=20 participants at risk
KE-free solution placebo drink: KE free placebo drink
Nervous system disorders
Dizziness
15.0%
3/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
Gastrointestinal disorders
Reflux
10.0%
2/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
0.00%
0/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
Respiratory, thoracic and mediastinal disorders
Cough
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
0.00%
0/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
Respiratory, thoracic and mediastinal disorders
Upper respiratory tract infection
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
0.00%
0/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
Musculoskeletal and connective tissue disorders
Knee pain
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
Nervous system disorders
Headache
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
Musculoskeletal and connective tissue disorders
Muscle cramp
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
0.00%
0/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
General disorders
Fatigue
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
Blood and lymphatic system disorders
Hematoma
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
Cardiac disorders
Hypotension
0.00%
0/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
Reproductive system and breast disorders
Breast pain
0.00%
0/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
Cardiac disorders
Heart racing
0.00%
0/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
Blood and lymphatic system disorders
Pain with blood draw
0.00%
0/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
Gastrointestinal disorders
Diarrhea
0.00%
0/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
5.0%
1/20 • Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").

Additional Information

Payman Zamani

Hospital of the University of Pennsylvania

Phone: (215) 662-4000

Results disclosure agreements

  • Principal investigator is a sponsor employee
  • Publication restrictions are in place