Trial Outcomes & Findings for Auricular Vagus Nerve Stimulation for Chronic Pain (NCT NCT03959111)

NCT ID: NCT03959111

Last Updated: 2026-03-11

Results Overview

This is a uni-dimensional measure of chronic low back pain intensity. It uses an 11-point numeric scale (0 indicate no pain, and 10 indicates max level of pain that can be imagined). We will use it to measure the patient's average pain intensity in the past week, which will be measured at the beginning and end of the study.

Recruitment status

COMPLETED

Study phase

NA

Target enrollment

70 participants

Primary outcome timeframe

1 month

Results posted on

2026-03-11

Participant Flow

Participant milestones

Participant milestones
Measure
Ear Stimulation (Area With VN)
Stimulation at Location 1: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Ear Stimulation (Area Without VN)
Stimulation at Location 2: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Overall Study
STARTED
36
34
Overall Study
COMPLETED
33
30
Overall Study
NOT COMPLETED
3
4

Reasons for withdrawal

Reasons for withdrawal
Measure
Ear Stimulation (Area With VN)
Stimulation at Location 1: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Ear Stimulation (Area Without VN)
Stimulation at Location 2: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Overall Study
Lost to Follow-up
1
1
Overall Study
Withdrawal by Subject
1
3
Overall Study
could not be scanned using MRI
1
0

Baseline Characteristics

Auricular Vagus Nerve Stimulation for Chronic Pain

Baseline characteristics by cohort

Baseline characteristics by cohort
Measure
Ear Stimulation (Area With VN)
n=36 Participants
Stimulation at Location 1: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Ear Stimulation (Area Without VN)
n=34 Participants
Stimulation at Location 2: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Total
n=70 Participants
Total of all reporting groups
Race (NIH/OMB)
Unknown or Not Reported
3 Participants
n=9 Participants
0 Participants
n=9 Participants
3 Participants
n=18 Participants
Region of Enrollment
United States
36 participants
n=9 Participants
34 participants
n=9 Participants
70 participants
n=18 Participants
Age, Continuous
41.2 year
STANDARD_DEVIATION 14.9 • n=9 Participants
40.7 year
STANDARD_DEVIATION 13.3 • n=9 Participants
40.8 year
STANDARD_DEVIATION 14.0 • n=18 Participants
Sex: Female, Male
Female
21 Participants
n=9 Participants
19 Participants
n=9 Participants
40 Participants
n=18 Participants
Sex: Female, Male
Male
15 Participants
n=9 Participants
15 Participants
n=9 Participants
30 Participants
n=18 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
7 Participants
n=9 Participants
5 Participants
n=9 Participants
12 Participants
n=18 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
29 Participants
n=9 Participants
28 Participants
n=9 Participants
57 Participants
n=18 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants
n=9 Participants
1 Participants
n=9 Participants
1 Participants
n=18 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
n=9 Participants
0 Participants
n=9 Participants
0 Participants
n=18 Participants
Race (NIH/OMB)
Asian
5 Participants
n=9 Participants
3 Participants
n=9 Participants
8 Participants
n=18 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
n=9 Participants
0 Participants
n=9 Participants
0 Participants
n=18 Participants
Race (NIH/OMB)
Black or African American
4 Participants
n=9 Participants
7 Participants
n=9 Participants
11 Participants
n=18 Participants
Race (NIH/OMB)
White
22 Participants
n=9 Participants
23 Participants
n=9 Participants
45 Participants
n=18 Participants
Race (NIH/OMB)
More than one race
2 Participants
n=9 Participants
1 Participants
n=9 Participants
3 Participants
n=18 Participants

PRIMARY outcome

Timeframe: 1 month

Population: we compared pre- and post- difference between the two groups

This is a uni-dimensional measure of chronic low back pain intensity. It uses an 11-point numeric scale (0 indicate no pain, and 10 indicates max level of pain that can be imagined). We will use it to measure the patient's average pain intensity in the past week, which will be measured at the beginning and end of the study.

Outcome measures

Outcome measures
Measure
Ear Stimulation (Area With VN)
n=33 Participants
Stimulation at Location 1: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Ear Stimulation (Area Without VN)
n=30 Participants
Stimulation at Location 2: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Low Back Pain Intensity
1.24 units on a scale
Standard Deviation 1.73
1.73 units on a scale
Standard Deviation 1.23

SECONDARY outcome

Timeframe: 1 months

Population: we compared the pre- and post-treatment difference

The Roland-Morris Disability Questionnaire (RMDQ) is a widely used self-reported measure of physical disability specifically designed for individuals with low back pain. The questionnaire assesses the impact of back pain on daily activities. The total score ranges from 0 to 24, where: 0 indicates no disability, 24 indicates severe disability.

Outcome measures

Outcome measures
Measure
Ear Stimulation (Area With VN)
n=33 Participants
Stimulation at Location 1: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Ear Stimulation (Area Without VN)
n=30 Participants
Stimulation at Location 2: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Roland-Morris Disability Questionnaire Score
2.3 score on a scale
Standard Deviation 4.1
1.7 score on a scale
Standard Deviation 3.9

SECONDARY outcome

Timeframe: baseline and post-treatment

Population: we compared pre- and post-treatment difference of the pain interference subscore.

The PROMIS, funded by the NIH, is a system containing reliable, flexible, precise, and responsive assessment tools that have been widely validated in numerous samples. 29 items covering seven domains and one additional question about pain intensity. Here we focus on Pain Interference (4 items, raw score range 4-20, T-score range roughly 41-76, mean and SD in chronic pain patients is 67.1 and 5.79. The 67.1indicates the population mean in chronic pain patients with a standard deviation of 5.79 based on publication PMCID: PMC8412832). Higher T-scores = more pain interference. We compared pre- and post-treatment difference of the pain interference subscore.

Outcome measures

Outcome measures
Measure
Ear Stimulation (Area With VN)
n=33 Participants
Stimulation at Location 1: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Ear Stimulation (Area Without VN)
n=30 Participants
Stimulation at Location 2: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Patient-Reported Outcomes Measurement Information System (PROMIS) Scores
3.5 T Score
Standard Deviation 6.0
4.4 T Score
Standard Deviation 4.9

SECONDARY outcome

Timeframe: baseline and post-treatment

Population: We will not report the outcome because there was an administration error where redcap system did not include all questions of the PCS. So we cannot obtain a PCS score to report.

The Pain Catastrophizing Scale (PCS) is a 15-item questionnaire assessing the extent to which individuals magnify the threat of pain and feel helpless in the presence of pain. Due to an administration error, the full 15-item PCS was not collected as intended: participants received an incomplete version of the questionnaire (missing items), which prevents calculation of valid total and subscale scores. This error occurred during data collection and affected all attempted administrations (including both planned time points, where applicable); therefore, no participants have analyzable PCS data to report for this outcome measure.

Outcome measures

Outcome data not reported

SECONDARY outcome

Timeframe: Baseline

The Pennebaker Inventory of Limbic Languidness (PILL) is a self-report questionnaire assessing the frequency of common physical symptoms. Participants rate how often they have experienced each symptom over a specified retrospective period using a 5-point Likert scale. The PILL includes a broad range of symptoms, including pain-related items (e.g., headache, back pain, sore muscles). The PILL was administered at baseline only to characterize baseline symptom sensitivity/awareness and to reduce participant burden. Total scores are computed as the sum of 53 items rated from 1-5 (total score range: 53-265), with higher scores indicating more frequent symptoms (worse outcome) and lower scores indicating less frequent symptoms (better outcome).

Outcome measures

Outcome measures
Measure
Ear Stimulation (Area With VN)
n=33 Participants
Stimulation at Location 1: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Ear Stimulation (Area Without VN)
n=33 Participants
Stimulation at Location 2: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
The Pennebaker Inventory of Limbic Languidness
103.2 scores on a scale
Standard Deviation 32.1
98.9 scores on a scale
Standard Deviation 28.0

SECONDARY outcome

Timeframe: 1 month

Population: pre and post difference on PAG-prefrontal cortex resting state functional connectivity

Resting state functional connectivity refers to the statistical relationship between the time-series activity of different brain regions as measured by functional MRI (fMRI). Functional connectivity changes of the periaqueductal gray (PAG) at rest refer to alterations in the neural communication between the PAG and other brain regions when a subject is not actively engaged in a task. The PAG, located in the midbrain, plays a critical role in pain modulation, defensive behavior, and autonomic regulation.

Outcome measures

Outcome measures
Measure
Ear Stimulation (Area With VN)
n=25 Participants
Stimulation at Location 1: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Ear Stimulation (Area Without VN)
n=26 Participants
Stimulation at Location 2: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Resting State Functional Connectivity Changes of the PAG
0.1 z-transformed correlation coefficient
Standard Deviation 0.1
-0.1 z-transformed correlation coefficient
Standard Deviation 0.1

OTHER_PRE_SPECIFIED outcome

Timeframe: 1 month

Population: the following the resting state functional connectivity changes between the medial hypothalamus and the right lateral orbital prefrontal cortex before and after one month of intervention,

Resting state functional connectivity refers to the statistical relationship between the time-series activity of different brain regions as measured by functional MRI (fMRI). Functional connectivity changes of the medial and lateral hypothalamus at rest refer to alterations in the neural communication between the two regions and other brain regions when a subject is not actively engaged in a task.

Outcome measures

Outcome measures
Measure
Ear Stimulation (Area With VN)
n=25 Participants
Stimulation at Location 1: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Ear Stimulation (Area Without VN)
n=26 Participants
Stimulation at Location 2: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Resting State Functional Connectivity of the Medial and Lateral Hypothalamus
0.1 z-transformed correlation coefficient
Standard Deviation 0.1
-0.03 z-transformed correlation coefficient
Standard Deviation 0.1

OTHER_PRE_SPECIFIED outcome

Timeframe: 1 month

Population: Pre minus Post intervention in each group

Changes in cerebral blood flow were evaluated by comparing pre-to-post change between the real and sham groups. Statistically significant clusters identified in this comparison are reported in the Results Data Tables, including a cluster located in the precentral gyrus.

Outcome measures

Outcome measures
Measure
Ear Stimulation (Area With VN)
n=27 Participants
Stimulation at Location 1: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Ear Stimulation (Area Without VN)
n=24 Participants
Stimulation at Location 2: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
CBF as Measured by ASL
-8.4 ml/100g/min
Standard Deviation 15.87
2.87 ml/100g/min
Standard Deviation 14.46

OTHER_PRE_SPECIFIED outcome

Timeframe: 1 month

Population: Pre - Post intervention

Changes in inflammatory biomarker levels of PD1 between baseline and week 4

Outcome measures

Outcome measures
Measure
Ear Stimulation (Area With VN)
n=14 Participants
Stimulation at Location 1: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Ear Stimulation (Area Without VN)
n=14 Participants
Stimulation at Location 2: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Inflammation Biomarkers
.01 pg/ML
Standard Deviation 44.99
4.76 pg/ML
Standard Deviation 41.33

Adverse Events

Ear Stimulation (Area With VN)

Serious events: 0 serious events
Other events: 4 other events
Deaths: 0 deaths

Ear Stimulation (Area Without VN)

Serious events: 0 serious events
Other events: 3 other events
Deaths: 0 deaths

Serious adverse events

Adverse event data not reported

Other adverse events

Other adverse events
Measure
Ear Stimulation (Area With VN)
n=36 participants at risk
Stimulation at Location 1: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Ear Stimulation (Area Without VN)
n=34 participants at risk
Stimulation at Location 2: Stimulation parameters will include 1) density wave adjusted to 20Hz with less than 1 ms pulse width, 2) intensity adjusted based on the tolerance of the patient (moderate tolerable stimulation without pain), and 3) treatment will be applied 1 time per day, 5 times per week for four weeks (on-site tVNS treatment plus self-administration at home).
Nervous system disorders
lightheaded
2.8%
1/36 • Number of events 1 • Over the 4-week intervention
Same as clinicaltrials.gov
2.9%
1/34 • Number of events 1 • Over the 4-week intervention
Same as clinicaltrials.gov
Nervous system disorders
Headache
2.8%
1/36 • Number of events 1 • Over the 4-week intervention
Same as clinicaltrials.gov
2.9%
1/34 • Number of events 1 • Over the 4-week intervention
Same as clinicaltrials.gov
Gastrointestinal disorders
appendicitis
0.00%
0/36 • Over the 4-week intervention
Same as clinicaltrials.gov
2.9%
1/34 • Number of events 1 • Over the 4-week intervention
Same as clinicaltrials.gov
Nervous system disorders
Tingling in arms
2.8%
1/36 • Number of events 1 • Over the 4-week intervention
Same as clinicaltrials.gov
0.00%
0/34 • Over the 4-week intervention
Same as clinicaltrials.gov
Gastrointestinal disorders
Nausea
2.8%
1/36 • Number of events 1 • Over the 4-week intervention
Same as clinicaltrials.gov
0.00%
0/34 • Over the 4-week intervention
Same as clinicaltrials.gov

Additional Information

Prof. Jian Kong

MGH

Phone: 6179620978

Results disclosure agreements

  • Principal investigator is a sponsor employee
  • Publication restrictions are in place