Trial Outcomes & Findings for A Prospective Trial of Cooled Radiofrequency Ablation of Medial Branch Nerves Versus Facet Joint Injection of Corticosteroid for the Treatment of Lumbar Facet Syndrome (NCT NCT03614793)

NCT ID: NCT03614793

Last Updated: 2024-07-16

Results Overview

This is a scale from 0 to 10, with 0 being no back pain at all and 10 being the worst back pain imaginable The primary outcome for this study was the proportion of participants within each group (C-RFA and FJI) who experienced a greater than or equal to 50% reduction in NPRS score at 3 months. Participants were asked to rate their pain over the past 7 days on a scale from 0 to 10.

Recruitment status

COMPLETED

Study phase

NA

Target enrollment

39 participants

Primary outcome timeframe

3 Months

Results posted on

2024-07-16

Participant Flow

Enrollment started in October of 2018. Out of 1128 participants, 1089 did not meet eligibility criteria and 35 weren't interested. 39 were randomized. 6 withdrew from the FJI group before treatment, 5 due to insurance denial of FJI (started during the study recruitment period) and 1 who lost interest in the study. Of the 13 remaining patients in the FJI group, 1 individual was lost to follow-up after receiving FJI treatment. Consequently, a total of 32 patients were analyzed in this study.

During screening, some participants were discontinued before randomization. The most common reasons were: Insurance denied payment of second medial branch block, Participant had a Cobb angle greater than 10, Participant had concurrent radiculopathy, Negative medial branch block, Did not meet eligibility criteria

Participant milestones

Participant milestones
Measure
Cooled Radiofrequency Ablation Procedure
Cooled Radiofrequency Ablation (C-RFA) Procedure: This is performed under image (x-ray) guidance for the accuracy of needle placement. A Cooled Radiofrequency electrode will be placed at the surface of the facet joint. After appropriate electrode positioning, a local anesthetic (lidocaine) will be injected through the needle to take away pain during the ablation. Radiofrequency ablation (RFA) is a medical procedure in which heat is generated from high-frequency electrical current to lesion (burn) a targeted nerve. Once the procedure is completed, all needles will be removed and additional local anesthetic (bupivacaine) will be injected. No corticosteroids will be injected.
Facet Joint Inject Procedure
Facet joint injection (FJI) Procedure: This is performed under image guidance (x-ray) for the accuracy of needle placement. A needle will be carefully placed in the facet joint(s) causing pain. Contrast will be injected to confirm the ideal needle placement. The injection will then be completed with triamcinolone (steroid) and lidocaine. This technique will be repeated for each facet joint injected. For bilateral low back pain, a maximum of 4 facet joints (two on each side) will be treated. For unilateral low back pain, up to 3 facet joints will be treated.
Overall Study
STARTED
20
19
Overall Study
COMPLETED
19
6
Overall Study
NOT COMPLETED
1
13

Reasons for withdrawal

Reasons for withdrawal
Measure
Cooled Radiofrequency Ablation Procedure
Cooled Radiofrequency Ablation (C-RFA) Procedure: This is performed under image (x-ray) guidance for the accuracy of needle placement. A Cooled Radiofrequency electrode will be placed at the surface of the facet joint. After appropriate electrode positioning, a local anesthetic (lidocaine) will be injected through the needle to take away pain during the ablation. Radiofrequency ablation (RFA) is a medical procedure in which heat is generated from high-frequency electrical current to lesion (burn) a targeted nerve. Once the procedure is completed, all needles will be removed and additional local anesthetic (bupivacaine) will be injected. No corticosteroids will be injected.
Facet Joint Inject Procedure
Facet joint injection (FJI) Procedure: This is performed under image guidance (x-ray) for the accuracy of needle placement. A needle will be carefully placed in the facet joint(s) causing pain. Contrast will be injected to confirm the ideal needle placement. The injection will then be completed with triamcinolone (steroid) and lidocaine. This technique will be repeated for each facet joint injected. For bilateral low back pain, a maximum of 4 facet joints (two on each side) will be treated. For unilateral low back pain, up to 3 facet joints will be treated.
Overall Study
Lost to Follow-up
1
2
Overall Study
Lack of Efficacy
0
5
Overall Study
Withdrawal by Subject
0
1
Overall Study
Insurance denied coverage of the procedure
0
5

Baseline Characteristics

Race and Ethnicity were not collected from any participant.

Baseline characteristics by cohort

Baseline characteristics by cohort
Measure
Cooled Radiofrequency Ablation Procedure
n=20 Participants
Cooled Radiofrequency Ablation (C-RFA) Procedure: Radiofrequency ablation (RFA) is a medical procedure in which heat is generated from high-frequency electrical current to lesion (burn) a targeted nerve. The procedure was performed under fluoroscopy guidance for the accuracy of needle placement. A Cooled Radiofrequency electrode was placed at the surface of the facet joint. After appropriate electrode positioning, a local anesthetic (lidocaine) was injected through the needle to help with pain during the ablation. Once the procedure was completed, all needles were removed and additional local anesthetic (bupivacaine) was injected. No corticosteroids were injected.
Facet Joint Inject Procedure
n=12 Participants
Facet joint injection (FJI) Procedure: The procedure was performed under fluoroscopy guidance for the accuracy of needle placement. A needle was carefully placed in the facet joint(s) causing pain. Contrast dye was injected to confirm the ideal needle placement. The injection was then completed with triamcinolone (steroid) and lidocaine. This technique was repeated for each facet joint injected. For bilateral low back pain, a maximum of 4 facet joints (two on each side) were treated. For unilateral low back pain, up to 3 facet joints were treated.
Total
n=32 Participants
Total of all reporting groups
Age, Continuous
62.2 years
STANDARD_DEVIATION 12.4 • n=20 Participants
62.4 years
STANDARD_DEVIATION 14.6 • n=12 Participants
62.3 years
STANDARD_DEVIATION 13.5 • n=32 Participants
Sex: Female, Male
Female
10 Participants
n=20 Participants
8 Participants
n=12 Participants
18 Participants
n=32 Participants
Sex: Female, Male
Male
10 Participants
n=20 Participants
4 Participants
n=12 Participants
14 Participants
n=32 Participants
Race and Ethnicity Not Collected
0 Participants
Race and Ethnicity were not collected from any participant.
Region of Enrollment
United States
20 participants
n=20 Participants
12 participants
n=12 Participants
32 participants
n=32 Participants
BMI
28.7 kg/m2
STANDARD_DEVIATION 5.3 • n=20 Participants
25.7 kg/m2
STANDARD_DEVIATION 5.3 • n=12 Participants
27.2 kg/m2
STANDARD_DEVIATION 5.3 • n=32 Participants
Duration of low back pain
4.9 years
STANDARD_DEVIATION 1.1 • n=20 Participants
5.4 years
STANDARD_DEVIATION 0.9 • n=12 Participants
5.2 years
STANDARD_DEVIATION 1 • n=32 Participants
Laterality of pain
Unilateral
10 Number of participants
n=20 Participants
3 Number of participants
n=12 Participants
13 Number of participants
n=32 Participants
Laterality of pain
Bilateral
10 Number of participants
n=20 Participants
9 Number of participants
n=12 Participants
19 Number of participants
n=32 Participants
Number of painful facet joints
2.1 Number of painful facet joints
STANDARD_DEVIATION 0.3 • n=20 Participants
1.9 Number of painful facet joints
STANDARD_DEVIATION 0.3 • n=12 Participants
2 Number of painful facet joints
STANDARD_DEVIATION 0.3 • n=32 Participants
Opioid use
Yes
1 Participants
n=20 Participants
2 Participants
n=12 Participants
3 Participants
n=32 Participants
Opioid use
No
19 Participants
n=20 Participants
10 Participants
n=12 Participants
29 Participants
n=32 Participants
Back Pain NPRS 7-Day Average
4.9 Pain Scale 0 to 10
STANDARD_DEVIATION 1.4 • n=20 Participants
6.2 Pain Scale 0 to 10
STANDARD_DEVIATION 2.2 • n=12 Participants
5.6 Pain Scale 0 to 10
STANDARD_DEVIATION 1.8 • n=32 Participants
Oswestry Disability Index Score
15.1 units on a scale
STANDARD_DEVIATION 5.0 • n=20 Participants
19.5 units on a scale
STANDARD_DEVIATION 8.6 • n=12 Participants
17.3 units on a scale
STANDARD_DEVIATION 6.8 • n=32 Participants

PRIMARY outcome

Timeframe: 3 Months

Population: Out of 1128 patients assessed for eligibility, 1089 were not eligible. 39 randomized: 20 to C-RFA and 19 to FJI. 6 withdrew from the FJI group: 5 due to insurance denial and 1 opted out. Of the 13 remaining patients in the FJI group, 1 was lost to follow-up after treatment. A total of 32 patients were analyzed in this study: 20 C-RFA and 12 FJI. Due to the insurance coverage change for FJI, 1:1 randomization was no longer possible. Enrollment ended early.

This is a scale from 0 to 10, with 0 being no back pain at all and 10 being the worst back pain imaginable The primary outcome for this study was the proportion of participants within each group (C-RFA and FJI) who experienced a greater than or equal to 50% reduction in NPRS score at 3 months. Participants were asked to rate their pain over the past 7 days on a scale from 0 to 10.

Outcome measures

Outcome measures
Measure
Cooled Radiofrequency Ablation Procedure
n=20 Participants
Cooled Radiofrequency Ablation (C-RFA) Procedure: This is performed under image (x-ray) guidance for the accuracy of needle placement. A Cooled Radiofrequency electrode will be placed at the surface of the facet joint. After appropriate electrode positioning, a local anesthetic (lidocaine) will be injected through the needle to take away pain during the ablation. Radiofrequency ablation (RFA) is a medical procedure in which heat is generated from high-frequency electrical current to lesion (burn) a targeted nerve. Once the procedure is completed, all needles will be removed and additional local anesthetic (bupivacaine) will be injected. No corticosteroids will be injected.
Facet Joint Inject Procedure
n=12 Participants
Facet joint injection (FJI) Procedure: This is performed under image guidance (x-ray) for the accuracy of needle placement. A needle will be carefully placed in the facet joint(s) causing pain. Contrast will be injected to confirm the ideal needle placement. The injection will then be completed with triamcinolone (steroid) and lidocaine. This technique will be repeated for each facet joint injected. For bilateral low back pain, a maximum of 4 facet joints (two on each side) will be treated. For unilateral low back pain, up to 3 facet joints will be treated.
Numeric Pain Rating Scale (NPRS)
14 Participants
3 Participants

SECONDARY outcome

Timeframe: 6 Months

ODI Percentage 0% to 20%: minimal disability: The patient can cope with most living activities. Usually, no treatment is indicated apart from advice on lifting sitting and exercise. 21%-40%: moderate disability: The patient has more pain and difficulty with sitting, lifting and standing. Travel and social life are more difficult and they may be disabled from work. Personal care, sexual activity and sleeping are not grossly affected and the patient can usually be managed by conservative means. 41%-60%: severe disability: Pain remains the main problem in this group but activities of daily living are affected. These patients require a detailed investigation. 61%-80%: crippled: Back pain impinges on all aspects of the patient's life. Positive intervention is required. 81%-100%: These patients are either bed-bound or exaggerating their symptoms. This secondary outcome measured how many participants had an equal to or greater than 30% decrease in their ODI score.

Outcome measures

Outcome measures
Measure
Cooled Radiofrequency Ablation Procedure
n=20 Participants
Cooled Radiofrequency Ablation (C-RFA) Procedure: This is performed under image (x-ray) guidance for the accuracy of needle placement. A Cooled Radiofrequency electrode will be placed at the surface of the facet joint. After appropriate electrode positioning, a local anesthetic (lidocaine) will be injected through the needle to take away pain during the ablation. Radiofrequency ablation (RFA) is a medical procedure in which heat is generated from high-frequency electrical current to lesion (burn) a targeted nerve. Once the procedure is completed, all needles will be removed and additional local anesthetic (bupivacaine) will be injected. No corticosteroids will be injected.
Facet Joint Inject Procedure
n=12 Participants
Facet joint injection (FJI) Procedure: This is performed under image guidance (x-ray) for the accuracy of needle placement. A needle will be carefully placed in the facet joint(s) causing pain. Contrast will be injected to confirm the ideal needle placement. The injection will then be completed with triamcinolone (steroid) and lidocaine. This technique will be repeated for each facet joint injected. For bilateral low back pain, a maximum of 4 facet joints (two on each side) will be treated. For unilateral low back pain, up to 3 facet joints will be treated.
Decrease in Oswestry Disability Index (ODI) Score
3 Participants
8 Participants

SECONDARY outcome

Timeframe: 6 Months

The PGIC questionnaire allows participants to give their opinion on how well the treatment worked for them. Participants are asked to rate the status of their lower back pain after treatment: Very much worse, Much worse, Minimally worse, No change, Minimally improved, Much improved and Very much improved. The variable for this outcome was how many participants reported equal to or greater than a 6, which would be "Much improved" or "Very much improved."

Outcome measures

Outcome measures
Measure
Cooled Radiofrequency Ablation Procedure
n=20 Participants
Cooled Radiofrequency Ablation (C-RFA) Procedure: This is performed under image (x-ray) guidance for the accuracy of needle placement. A Cooled Radiofrequency electrode will be placed at the surface of the facet joint. After appropriate electrode positioning, a local anesthetic (lidocaine) will be injected through the needle to take away pain during the ablation. Radiofrequency ablation (RFA) is a medical procedure in which heat is generated from high-frequency electrical current to lesion (burn) a targeted nerve. Once the procedure is completed, all needles will be removed and additional local anesthetic (bupivacaine) will be injected. No corticosteroids will be injected.
Facet Joint Inject Procedure
n=12 Participants
Facet joint injection (FJI) Procedure: This is performed under image guidance (x-ray) for the accuracy of needle placement. A needle will be carefully placed in the facet joint(s) causing pain. Contrast will be injected to confirm the ideal needle placement. The injection will then be completed with triamcinolone (steroid) and lidocaine. This technique will be repeated for each facet joint injected. For bilateral low back pain, a maximum of 4 facet joints (two on each side) will be treated. For unilateral low back pain, up to 3 facet joints will be treated.
Patient Global Impression of Change (PGIC)
11 Participants
4 Participants

SECONDARY outcome

Timeframe: 6 Months

This outcome was measured at 6 months from the NPRS scale, 0 being no pain to 10 being the worst pain imaginable, to see how many participants had an equal to or greater than a 2-point reduction in their pain compared to baseline.

Outcome measures

Outcome measures
Measure
Cooled Radiofrequency Ablation Procedure
n=20 Participants
Cooled Radiofrequency Ablation (C-RFA) Procedure: This is performed under image (x-ray) guidance for the accuracy of needle placement. A Cooled Radiofrequency electrode will be placed at the surface of the facet joint. After appropriate electrode positioning, a local anesthetic (lidocaine) will be injected through the needle to take away pain during the ablation. Radiofrequency ablation (RFA) is a medical procedure in which heat is generated from high-frequency electrical current to lesion (burn) a targeted nerve. Once the procedure is completed, all needles will be removed and additional local anesthetic (bupivacaine) will be injected. No corticosteroids will be injected.
Facet Joint Inject Procedure
n=12 Participants
Facet joint injection (FJI) Procedure: This is performed under image guidance (x-ray) for the accuracy of needle placement. A needle will be carefully placed in the facet joint(s) causing pain. Contrast will be injected to confirm the ideal needle placement. The injection will then be completed with triamcinolone (steroid) and lidocaine. This technique will be repeated for each facet joint injected. For bilateral low back pain, a maximum of 4 facet joints (two on each side) will be treated. For unilateral low back pain, up to 3 facet joints will be treated.
Numeric Pain Rating Scale (NPRS) Point Change
13 Participants
3 Participants

SECONDARY outcome

Timeframe: 2 year

PGIC survey-based assessment of subjective improvement in overall symptoms. This scale evaluates all aspects of patients' health and assesses if there has been an improvement or decline in clinical status.

Outcome measures

Outcome data not reported

SECONDARY outcome

Timeframe: 2 year

Report immediate, short-term, and long-term adverse effects, using a standardized survey that includes a comprehensive query of known adverse events associated with systemic steroid effects

Outcome measures

Outcome data not reported

Adverse Events

Cooled Radiofrequency Ablation Procedure

Serious events: 0 serious events
Other events: 0 other events
Deaths: 0 deaths

Facet Joint Inject Procedure

Serious events: 0 serious events
Other events: 0 other events
Deaths: 0 deaths

Serious adverse events

Adverse event data not reported

Other adverse events

Adverse event data not reported

Additional Information

Zachary McCormick, MD

University of Utah Orthopaedic Center/ Physical Medicine & Rehabilitation

Phone: 801-587-1493

Results disclosure agreements

  • Principal investigator is a sponsor employee
  • Publication restrictions are in place