Trial Outcomes & Findings for Statin Neuroprotection and Carotid Endarterectomy: Safety, Feasibility and Outcomes (NCT NCT02850081)

NCT ID: NCT02850081

Last Updated: 2026-05-07

Results Overview

Neurocognitive assessments ≥2SD worse than reference group in two or more cognitive domains or (b) ≥1.5SD worse than the reference group in all cognitive domains. Due to early study termination and limited sample size, the study was not adequately powered to support inferential statistical comparisons. Therefore, outcome data are presented descriptively without formal statistical testing.

Recruitment status

TERMINATED

Study phase

PHASE3

Target enrollment

31 participants

Primary outcome timeframe

30 Days: 1) Pre-op vs. Post-CEA Day 1 (12-25 hrs post-op) and 2) Pre-op vs. Post-CEA Day 30

Results posted on

2026-05-07

Participant Flow

Participant milestones

Participant milestones
Measure
Statin-naive [Arm 4] Randomized to Atorvastatin 80mg
Patients on no statin regimen will be randomized to atorvastatin 80mg before CEA.
Maximal Dose [Arm 1]
Patients on a pre-existing maximal dose of either Simvastatin (40mg) with/without currently taking amlodipine (Norvasc) and those on Simvastatin 20mg while currently on amlodipine; Atorvastatin (80mg), or Rosuvastatin (20mg) regimen will be observed for \~2 weeks before their CEA.
Sub-maximal Dose [Arm 2]
Participants on a pre-existing sub-maximal statin regimen were randomized to either continue their current dose with matching placebo or escalate to the maximal dose of their current statin for approximately 2 weeks prior to CEA
Statin-naive [Arm 3] Randomized to Atorvastatin 10mg
Patients on no statin regimen will be randomized to atorvastatin 10mg before CEA.
Overall Study
COMPLETED
2
12
6
2
Overall Study
STARTED
2
18
9
2
Overall Study
NOT COMPLETED
0
6
3
0

Reasons for withdrawal

Reasons for withdrawal
Measure
Statin-naive [Arm 4] Randomized to Atorvastatin 80mg
Patients on no statin regimen will be randomized to atorvastatin 80mg before CEA.
Maximal Dose [Arm 1]
Patients on a pre-existing maximal dose of either Simvastatin (40mg) with/without currently taking amlodipine (Norvasc) and those on Simvastatin 20mg while currently on amlodipine; Atorvastatin (80mg), or Rosuvastatin (20mg) regimen will be observed for \~2 weeks before their CEA.
Sub-maximal Dose [Arm 2]
Participants on a pre-existing sub-maximal statin regimen were randomized to either continue their current dose with matching placebo or escalate to the maximal dose of their current statin for approximately 2 weeks prior to CEA
Statin-naive [Arm 3] Randomized to Atorvastatin 10mg
Patients on no statin regimen will be randomized to atorvastatin 10mg before CEA.
Overall Study
Withdrawal by Subject
0
6
3
0

Baseline Characteristics

All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.

Baseline characteristics by cohort

Baseline characteristics by cohort
Measure
Maximal Dose [Arm 1]
n=18 Participants
Patients on a pre-existing maximal dose of either Simvastatin (40mg) with/without currently taking amlodipine (Norvasc) and those on Simvastatin 20mg while currently on amlodipine; Atorvastatin (80mg), or Rosuvastatin (20mg) regimen will be observed for \~2 weeks before their CEA.
Sub-maximal Dose [Arm 2]
n=9 Participants
Participants on a pre-existing sub-maximal statin regimen were randomized to either continue their current dose with matching placebo or escalate to the maximal dose of their current statin for approximately 2 weeks prior to CEA
Statin-naive [Arm 3] Randomized to Atorvastatin 10mg
n=2 Participants
Patients on no statin regimen will be randomized to atorvastatin 10mg before CEA.
Statin-naive [Arm 4] Randomized to Atorvastatin 80mg
n=2 Participants
Patients on no statin regimen will be randomized to atorvastatin 80mg before CEA.
Total
n=31 Participants
Total of all reporting groups
Age, Customized
0 - 7 years old
0 Participants
n=54 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
0 Participants
n=60 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
0 Participants
n=114 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
0 Participants
n=318 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
0 Participants
n=280 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
Age, Customized
8 - 17 years old
0 Participants
n=54 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
0 Participants
n=60 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
0 Participants
n=114 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
0 Participants
n=318 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
0 Participants
n=280 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
Race (NIH/OMB)
Black or African American
1 Participants
n=54 Participants
1 Participants
n=60 Participants
0 Participants
n=114 Participants
0 Participants
n=318 Participants
2 Participants
n=280 Participants
Age, Customized
18 - 65 years old
2 Participants
n=54 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
2 Participants
n=60 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
1 Participants
n=114 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
2 Participants
n=318 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
7 Participants
n=280 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
Age, Customized
> 65 years old
16 Participants
n=54 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
7 Participants
n=60 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
1 Participants
n=114 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
0 Participants
n=318 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
24 Participants
n=280 Participants • All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded.
Sex: Female, Male
Female
5 Participants
n=54 Participants
1 Participants
n=60 Participants
1 Participants
n=114 Participants
0 Participants
n=318 Participants
7 Participants
n=280 Participants
Sex: Female, Male
Male
13 Participants
n=54 Participants
8 Participants
n=60 Participants
1 Participants
n=114 Participants
2 Participants
n=318 Participants
24 Participants
n=280 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
n=54 Participants
0 Participants
n=60 Participants
0 Participants
n=114 Participants
0 Participants
n=318 Participants
0 Participants
n=280 Participants
Race (NIH/OMB)
Asian
2 Participants
n=54 Participants
0 Participants
n=60 Participants
1 Participants
n=114 Participants
0 Participants
n=318 Participants
3 Participants
n=280 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
n=54 Participants
0 Participants
n=60 Participants
0 Participants
n=114 Participants
0 Participants
n=318 Participants
0 Participants
n=280 Participants
Race (NIH/OMB)
White
14 Participants
n=54 Participants
8 Participants
n=60 Participants
1 Participants
n=114 Participants
2 Participants
n=318 Participants
25 Participants
n=280 Participants
Race (NIH/OMB)
More than one race
0 Participants
n=54 Participants
0 Participants
n=60 Participants
0 Participants
n=114 Participants
0 Participants
n=318 Participants
0 Participants
n=280 Participants
Race (NIH/OMB)
Unknown or Not Reported
1 Participants
n=54 Participants
0 Participants
n=60 Participants
0 Participants
n=114 Participants
0 Participants
n=318 Participants
1 Participants
n=280 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
2 Participants
n=54 Participants
0 Participants
n=60 Participants
0 Participants
n=114 Participants
0 Participants
n=318 Participants
2 Participants
n=280 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
16 Participants
n=54 Participants
9 Participants
n=60 Participants
2 Participants
n=114 Participants
2 Participants
n=318 Participants
29 Participants
n=280 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants
n=54 Participants
0 Participants
n=60 Participants
0 Participants
n=114 Participants
0 Participants
n=318 Participants
0 Participants
n=280 Participants
Region of Enrollment
United States
18 participants
n=54 Participants
9 participants
n=60 Participants
2 participants
n=114 Participants
2 participants
n=318 Participants
31 participants
n=280 Participants

PRIMARY outcome

Timeframe: 30 Days: 1) Pre-op vs. Post-CEA Day 1 (12-25 hrs post-op) and 2) Pre-op vs. Post-CEA Day 30

Population: Participants who did not undergo CEA were not analyzed and therefore not included here.

Neurocognitive assessments ≥2SD worse than reference group in two or more cognitive domains or (b) ≥1.5SD worse than the reference group in all cognitive domains. Due to early study termination and limited sample size, the study was not adequately powered to support inferential statistical comparisons. Therefore, outcome data are presented descriptively without formal statistical testing.

Outcome measures

Outcome measures
Measure
Sub-maximal Dose [Arm 2]
n=6 Participants
Participants on a pre-existing sub-maximal statin regimen were randomized to either continue their current dose with matching placebo or escalate to the maximal dose of their current statin for approximately 2 weeks prior to CEA
Statin Naive - ARM 3 [Atorvastatin 10mg]
n=2 Participants
Patients on no statin regimen will be randomized to atorvastatin 10mg before CEA.
Statin Naive - ARM 4 [Atorvastatin 80mg]
n=2 Participants
Patients on no statin regimen will be randomized to atorvastatin 80mg before CEA.
Observational - Maximal Dose - ARM 1
n=12 Participants
Patients on a pre-existing maximal dose of either Simvastatin (40mg) with/without currently taking amlodipine (Norvasc) and those on Simvastatin 20mg while currently on amlodipine; Atorvastatin (80mg), or Rosuvastatin (20mg) regimen will be observed for \~2 weeks before their CEA.
Prevalence of eCD
0 Participants
0 Participants
0 Participants
2 Participants

SECONDARY outcome

Timeframe: 1 year

Population: Participants who did not undergo CEA were not analyzed and therefore not included here.

Data will be collected by follow up phone call. Due to early study termination and limited sample size, the study was not adequately powered to support inferential statistical comparisons. Therefore, outcome data are presented descriptively without formal statistical testing.

Outcome measures

Outcome measures
Measure
Sub-maximal Dose [Arm 2]
n=6 Participants
Participants on a pre-existing sub-maximal statin regimen were randomized to either continue their current dose with matching placebo or escalate to the maximal dose of their current statin for approximately 2 weeks prior to CEA
Statin Naive - ARM 3 [Atorvastatin 10mg]
n=2 Participants
Patients on no statin regimen will be randomized to atorvastatin 10mg before CEA.
Statin Naive - ARM 4 [Atorvastatin 80mg]
n=2 Participants
Patients on no statin regimen will be randomized to atorvastatin 80mg before CEA.
Observational - Maximal Dose - ARM 1
n=12 Participants
Patients on a pre-existing maximal dose of either Simvastatin (40mg) with/without currently taking amlodipine (Norvasc) and those on Simvastatin 20mg while currently on amlodipine; Atorvastatin (80mg), or Rosuvastatin (20mg) regimen will be observed for \~2 weeks before their CEA.
Prevalence of Early Mortality
0 Participants
0 Participants
0 Participants
0 Participants

Adverse Events

Maximal Dose [Arm 1]

Serious events: 0 serious events
Other events: 0 other events
Deaths: 0 deaths

Sub-maximal Dose [Arm 2]

Serious events: 0 serious events
Other events: 0 other events
Deaths: 0 deaths

Statin Naive - ARM 3 [Atorvastatin 10mg]

Serious events: 0 serious events
Other events: 0 other events
Deaths: 0 deaths

Statin Naive - ARM 4 [Atorvastatin 80mg]

Serious events: 0 serious events
Other events: 0 other events
Deaths: 0 deaths

Serious adverse events

Adverse event data not reported

Other adverse events

Adverse event data not reported

Additional Information

Edward Connolly, MD

Columbia University

Phone: 212-305-0376

Results disclosure agreements

  • Principal investigator is a sponsor employee
  • Publication restrictions are in place