Trial Outcomes & Findings for Letrozole Plus Ribociclib or Placebo as Neo-adjuvant Therapy in ER-positive, HER2-negative Early Breast Cancer (NCT NCT02712723)

NCT ID: NCT02712723

Last Updated: 2026-03-11

Results Overview

The Preoperative Endocrine Prognostic Index (PEPI) score 0 is defined as: pT stage 0, 1, or 2 at surgery after 24 weeks of neoadjuvant therapy; negative axillary lymph nodes at surgey; Ki67 of ≤ 2.7 % at surgery; and tumor is ER+ at surgery. A PEPI score of 0 predicts a good outcome compare to PEPI score \>0.

Recruitment status

ACTIVE_NOT_RECRUITING

Study phase

PHASE2

Target enrollment

121 participants

Primary outcome timeframe

24 weeks

Results posted on

2026-03-11

Participant Flow

Participant milestones

Participant milestones
Measure
Ribociclib 400 mg + Letrozole
Ribociclib 400 mg continuous daily dosing + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Ribociclib: Oral cyclin-dependent kinase (CDK) inhibitor
Placebo + Letrozole
Placebo randomized to 3 capsules/day 3 weeks on/1week off or 2 capsules/day continuous dosing + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Placebo: Placebo for ribociclib
Ribociclib 600 mg + Letrozole
Ribociclib 600 mg PO daily 21 days on/7 days off + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Ribociclib: Oral cyclin-dependent kinase (CDK) inhibitor
Overall Study
STARTED
41
38
41
Overall Study
Received Treatment
41
37
41
Overall Study
COMPLETED
28
28
32
Overall Study
NOT COMPLETED
13
10
9

Reasons for withdrawal

Withdrawal data not reported

Baseline Characteristics

Letrozole Plus Ribociclib or Placebo as Neo-adjuvant Therapy in ER-positive, HER2-negative Early Breast Cancer

Baseline characteristics by cohort

Baseline characteristics by cohort
Measure
Placebo + Letrozole
n=38 Participants
Placebo randomized to 3 capsules/day 3 weeks on/1week off or 2 capsules/day continuous dosing + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Placebo: Placebo for ribociclib
Ribociclib 600 mg + Letrozole
n=41 Participants
Ribociclib 600 mg PO daily 21 days on/7 days off + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Ribociclib: Oral cyclin-dependent kinase (CDK) inhibitor
Ribociclib 400 mg + Letrozole
n=41 Participants
Ribociclib 400 mg continuous daily dosing + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Ribociclib: Oral cyclin-dependent kinase (CDK) inhibitor
Total
n=120 Participants
Total of all reporting groups
Age, Customized
Median Age
66.5 years
n=9 Participants
62.3 years
n=9 Participants
65.7 years
n=18 Participants
65.8 years
n=15 Participants
Sex: Female, Male
Female
38 Participants
n=9 Participants
41 Participants
n=9 Participants
41 Participants
n=18 Participants
120 Participants
n=15 Participants
Sex: Female, Male
Male
0 Participants
n=9 Participants
0 Participants
n=9 Participants
0 Participants
n=18 Participants
0 Participants
n=15 Participants
Race/Ethnicity, Customized
African American
2 Participants
n=9 Participants
2 Participants
n=9 Participants
7 Participants
n=18 Participants
11 Participants
n=15 Participants
Race/Ethnicity, Customized
Asian
1 Participants
n=9 Participants
2 Participants
n=9 Participants
3 Participants
n=18 Participants
6 Participants
n=15 Participants
Race/Ethnicity, Customized
Other
3 Participants
n=9 Participants
3 Participants
n=9 Participants
1 Participants
n=18 Participants
7 Participants
n=15 Participants
Race/Ethnicity, Customized
Unknown
1 Participants
n=9 Participants
1 Participants
n=9 Participants
2 Participants
n=18 Participants
4 Participants
n=15 Participants
Race/Ethnicity, Customized
White
31 Participants
n=9 Participants
33 Participants
n=9 Participants
28 Participants
n=18 Participants
92 Participants
n=15 Participants

PRIMARY outcome

Timeframe: 24 weeks

Population: It was pre-specified as the primary endpoint in the Statistical Analysis Plan and the Study Protocol to compare Placebo therapy (Placebo + Letrozole) and combination therapy (Ribociclib + Letrozole).

The Preoperative Endocrine Prognostic Index (PEPI) score 0 is defined as: pT stage 0, 1, or 2 at surgery after 24 weeks of neoadjuvant therapy; negative axillary lymph nodes at surgey; Ki67 of ≤ 2.7 % at surgery; and tumor is ER+ at surgery. A PEPI score of 0 predicts a good outcome compare to PEPI score \>0.

Outcome measures

Outcome measures
Measure
Group A: Placebo + Letrozole
n=38 Participants
Placebo randomized to 3 capsules/day 3 weeks on/1week off or 2 capsules/day continuous dosing + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Placebo: Placebo for ribociclib
Group B and Group C (Combined)
n=82 Participants
Group B: Ribociclib intermittent + letrozole Group C: Ribociclib continuous z+ letrozole
Ribociclib 400 mg + Letrozole
Ribociclib 400 mg continuous daily dosing + Letrozole 2.5 mg PO daily
Rate of PEPI Score 0 at Surgery Between Ribociclib Containing Arms (Combined) vs. Letrozole Alone Arm.
21.1 percentage of participants
22.0 percentage of participants

SECONDARY outcome

Timeframe: Day 14 of Cycle 1

Population: It was pre-specified as the primary endpoint in the Statistical Analysis Plan and the Study Protocol to compare single therapy (Placebo + Letrozole) and combination therapy (Ribociclib + Letrozole).

Complete cell cycle arrest is defined as Ki67 at day 14 of \< 2.7.

Outcome measures

Outcome measures
Measure
Group A: Placebo + Letrozole
n=38 Participants
Placebo randomized to 3 capsules/day 3 weeks on/1week off or 2 capsules/day continuous dosing + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Placebo: Placebo for ribociclib
Group B and Group C (Combined)
n=82 Participants
Group B: Ribociclib intermittent + letrozole Group C: Ribociclib continuous z+ letrozole
Ribociclib 400 mg + Letrozole
Ribociclib 400 mg continuous daily dosing + Letrozole 2.5 mg PO daily
Rate of Complete Cell Cycle Arrest at 2 Weeks Between Ribociclib Containing Arms (Combined) vs Letrozole Alone Arm.
39.5 percentage of participants
82.9 percentage of participants

SECONDARY outcome

Timeframe: At Surgery (Days 8-15 of Cycle 6)

pCR is assciated with better outcomes in breast cancer

Outcome measures

Outcome measures
Measure
Group A: Placebo + Letrozole
n=38 Participants
Placebo randomized to 3 capsules/day 3 weeks on/1week off or 2 capsules/day continuous dosing + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Placebo: Placebo for ribociclib
Group B and Group C (Combined)
n=41 Participants
Group B: Ribociclib intermittent + letrozole Group C: Ribociclib continuous z+ letrozole
Ribociclib 400 mg + Letrozole
n=41 Participants
Ribociclib 400 mg continuous daily dosing + Letrozole 2.5 mg PO daily
Pathologic Complete Response Rate (pCR Rate): pCR Rate is Defined as the Proportion of Patients With no Histologic Evidence of Invasive Tumor Cells in the Surgical Breast Specimen and the Axillary Lymph Nodes
0 percentage of participants
0 percentage of participants
0 percentage of participants

SECONDARY outcome

Timeframe: Post-surgery (Once in the first 4 weeks of post-op, then once every 6 months for 5 years post-op)

Outcome measures

Outcome data not reported

SECONDARY outcome

Timeframe: 5 years post-treatment

Outcome measures

Outcome data not reported

Adverse Events

Placebo + Letrozole

Serious events: 3 serious events
Other events: 19 other events
Deaths: 0 deaths

Ribociclib 600 mg + Letrozole

Serious events: 25 serious events
Other events: 21 other events
Deaths: 0 deaths

Ribociclib 400 mg + Letrozole

Serious events: 20 serious events
Other events: 23 other events
Deaths: 1 deaths

Serious adverse events

Serious adverse events
Measure
Placebo + Letrozole
n=37 participants at risk
Placebo randomized to 3 capsules/day 3 weeks on/1week off or 2 capsules/day continuous dosing + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Placebo: Placebo for ribociclib
Ribociclib 600 mg + Letrozole
n=41 participants at risk
Ribociclib 600 mg PO daily 21 days on/7 days off + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Ribociclib: Oral cyclin-dependent kinase (CDK) inhibitor
Ribociclib 400 mg + Letrozole
n=41 participants at risk
Ribociclib 400 mg continuous daily dosing + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Ribociclib: Oral cyclin-dependent kinase (CDK) inhibitor
Skin and subcutaneous tissue disorders
Rash maculo-papular
0.00%
0/37 • 6 months
2.4%
1/41 • 6 months
2.4%
1/41 • 6 months
Gastrointestinal disorders
Vomiting
0.00%
0/37 • 6 months
0.00%
0/41 • 6 months
2.4%
1/41 • 6 months
Vascular disorders
Hypertension
2.7%
1/37 • 6 months
2.4%
1/41 • 6 months
0.00%
0/41 • 6 months
Metabolism and nutrition disorders
Hyperglycemia
5.4%
2/37 • 6 months
0.00%
0/41 • 6 months
0.00%
0/41 • 6 months
Investigations
Alanine aminotransferase increased
0.00%
0/37 • 6 months
14.6%
6/41 • 6 months
14.6%
6/41 • 6 months
Investigations
Neutrophil count decreased
0.00%
0/37 • 6 months
31.7%
13/41 • 6 months
7.3%
3/41 • 6 months
Gastrointestinal disorders
Diarrhea
0.00%
0/37 • 6 months
0.00%
0/41 • 6 months
7.3%
3/41 • 6 months
Investigations
Aspartate aminotransferase increased
0.00%
0/37 • 6 months
9.8%
4/41 • 6 months
7.3%
3/41 • 6 months
Respiratory, thoracic and mediastinal disorders
Cough
0.00%
0/37 • 6 months
0.00%
0/41 • 6 months
2.4%
1/41 • 6 months
Investigations
Electrocardiogram QT corrected interval prolonged
0.00%
0/37 • 6 months
0.00%
0/41 • 6 months
4.9%
2/41 • 6 months

Other adverse events

Other adverse events
Measure
Placebo + Letrozole
n=37 participants at risk
Placebo randomized to 3 capsules/day 3 weeks on/1week off or 2 capsules/day continuous dosing + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Placebo: Placebo for ribociclib
Ribociclib 600 mg + Letrozole
n=41 participants at risk
Ribociclib 600 mg PO daily 21 days on/7 days off + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Ribociclib: Oral cyclin-dependent kinase (CDK) inhibitor
Ribociclib 400 mg + Letrozole
n=41 participants at risk
Ribociclib 400 mg continuous daily dosing + Letrozole 2.5 mg PO daily Letrozole: Nonsteroidal aromatase inhibitor Ribociclib: Oral cyclin-dependent kinase (CDK) inhibitor
Respiratory, thoracic and mediastinal disorders
Cough
8.1%
3/37 • 6 months
14.6%
6/41 • 6 months
24.4%
10/41 • 6 months
Psychiatric disorders
Insomnia
18.9%
7/37 • 6 months
4.9%
2/41 • 6 months
12.2%
5/41 • 6 months
Vascular disorders
Hypertension
10.8%
4/37 • 6 months
4.9%
2/41 • 6 months
2.4%
1/41 • 6 months
Skin and subcutaneous tissue disorders
Alopecia
8.1%
3/37 • 6 months
26.8%
11/41 • 6 months
22.0%
9/41 • 6 months
Respiratory, thoracic and mediastinal disorders
Allergic rhinitis
5.4%
2/37 • 6 months
9.8%
4/41 • 6 months
12.2%
5/41 • 6 months
Nervous system disorders
Dizziness
13.5%
5/37 • 6 months
12.2%
5/41 • 6 months
19.5%
8/41 • 6 months
Investigations
Creatinine increased
0.00%
0/37 • 6 months
12.2%
5/41 • 6 months
17.1%
7/41 • 6 months
Investigations
Electrocardiogram QT corrected interval prolonged
2.7%
1/37 • 6 months
0.00%
0/41 • 6 months
24.4%
10/41 • 6 months
Metabolism and nutrition disorders
Hyperglycemia
10.8%
4/37 • 6 months
4.9%
2/41 • 6 months
4.9%
2/41 • 6 months
Skin and subcutaneous tissue disorders
Rash maculo-papular
5.4%
2/37 • 6 months
14.6%
6/41 • 6 months
12.2%
5/41 • 6 months
Reproductive system and breast disorders
Breast pain
21.6%
8/37 • 6 months
2.4%
1/41 • 6 months
12.2%
5/41 • 6 months
Investigations
White blood cell decreased
0.00%
0/37 • 6 months
17.1%
7/41 • 6 months
14.6%
6/41 • 6 months
Gastrointestinal disorders
Vomiting
8.1%
3/37 • 6 months
9.8%
4/41 • 6 months
14.6%
6/41 • 6 months
Infections and infestations
Urinary tract infection
16.2%
6/37 • 6 months
9.8%
4/41 • 6 months
12.2%
5/41 • 6 months
Nervous system disorders
Dysgeusia
2.7%
1/37 • 6 months
7.3%
3/41 • 6 months
19.5%
8/41 • 6 months
Skin and subcutaneous tissue disorders
Rash acneiform
0.00%
0/37 • 6 months
17.1%
7/41 • 6 months
9.8%
4/41 • 6 months
Gastrointestinal disorders
Mucositis oral
5.4%
2/37 • 6 months
14.6%
6/41 • 6 months
9.8%
4/41 • 6 months
Skin and subcutaneous tissue disorders
Pruritus
5.4%
2/37 • 6 months
14.6%
6/41 • 6 months
12.2%
5/41 • 6 months
Metabolism and nutrition disorders
Anorexia
0.00%
0/37 • 6 months
12.2%
5/41 • 6 months
17.1%
7/41 • 6 months
Gastrointestinal disorders
Abdominal pain
2.7%
1/37 • 6 months
7.3%
3/41 • 6 months
12.2%
5/41 • 6 months
General disorders
Localized edema
2.7%
1/37 • 6 months
4.9%
2/41 • 6 months
12.2%
5/41 • 6 months
Infections and infestations
Upper respiratory infection
5.4%
2/37 • 6 months
12.2%
5/41 • 6 months
4.9%
2/41 • 6 months
General disorders
Fatigue
40.5%
15/37 • 6 months
51.2%
21/41 • 6 months
56.1%
23/41 • 6 months
Musculoskeletal and connective tissue disorders
Arthralgia
35.1%
13/37 • 6 months
29.3%
12/41 • 6 months
22.0%
9/41 • 6 months
Vascular disorders
Hot flashes
51.4%
19/37 • 6 months
34.1%
14/41 • 6 months
48.8%
20/41 • 6 months
Gastrointestinal disorders
Nausea
32.4%
12/37 • 6 months
43.9%
18/41 • 6 months
39.0%
16/41 • 6 months
Investigations
Alanine aminotransferase increased
2.7%
1/37 • 6 months
29.3%
12/41 • 6 months
22.0%
9/41 • 6 months
Investigations
Neutrophil count decreased
0.00%
0/37 • 6 months
46.3%
19/41 • 6 months
24.4%
10/41 • 6 months
Gastrointestinal disorders
Diarrhea
16.2%
6/37 • 6 months
29.3%
12/41 • 6 months
31.7%
13/41 • 6 months
Investigations
Aspartate aminotransferase increased
2.7%
1/37 • 6 months
31.7%
13/41 • 6 months
17.1%
7/41 • 6 months
Gastrointestinal disorders
Constipation
13.5%
5/37 • 6 months
14.6%
6/41 • 6 months
29.3%
12/41 • 6 months
Nervous system disorders
Headache
16.2%
6/37 • 6 months
34.1%
14/41 • 6 months
14.6%
6/41 • 6 months
Psychiatric disorders
Anxiety
2.7%
1/37 • 6 months
4.9%
2/41 • 6 months
12.2%
5/41 • 6 months
Musculoskeletal and connective tissue disorders
Myalgia
18.9%
7/37 • 6 months
14.6%
6/41 • 6 months
19.5%
8/41 • 6 months

Additional Information

Qamar Khan

UKansasMCRI

Phone: 9137106387

Results disclosure agreements

  • Principal investigator is a sponsor employee
  • Publication restrictions are in place