Trial Outcomes & Findings for The Effects of Ketamine on Respiratory Stimulation and Transpulmonary Pressures (NCT NCT01969227)
NCT ID: NCT01969227
Last Updated: 2026-05-19
Results Overview
Inspiratory airflow measured during spontaneous breathing trials without ventilator support using a calibrated pneumotachometer connected to the ventilatory circuit. Airflow signals were recorded along with airway and esophageal pressures and analyzed. Inspiratory airflow represents the rate of air entering the lungs during inspiration and is reported in liters per second (L/s). Higher values indicate greater inspiratory airflow during spontaneous breathing. Measurements were obtained during brief spontaneous breathing trials performed at predefined study time points.
COMPLETED
NA
15 participants
During spontaneous breathing trials at baseline (prior to ketamine infusion), after 60 minutes of ketamine infusion at 5 mcg/kg/min, and after 60 minutes of ketamine infusion at 10 mcg/kg/min
2026-05-19
Participant Flow
Participants were recruited in the surgical ICUs of two Boston academic medical centers (Massachusetts General Hospital and Beth Israel Deaconess Medical Center). Study personnel screened ICU censuses daily (7:30am-10:00pm) and through clinician referral. Eligible intubated adults suitable for SBT and on stable sedation ≥3 hours were approached via a clinician, with surrogate written consent obtained.
No specific pre-assignment run-in or washout period occurred. After enrollment and confirmation of eligibility, participants proceeded directly to the study intervention and measurements according to the protocol.
Participant milestones
| Measure |
Ketamine Infusion (5 Then 10 mcg/kg/Min) During Propofol Sedation
Participants received a continuous infusion of ketamine at 5 mcg/kg/min for 1 hour followed by 10 mcg/kg/min for another hour while maintained on a constant propofol sedation rate. Spontaneous breathing trials (SBT) with zero end-expiratory pressure and no pressure support were performed for 1 minute at baseline (before ketamine), after 1 hour of low-dose ketamine, and after 1 hour of high-dose ketamine. During these trials, inspiratory flow, tidal volume, minute ventilation, respiratory rate, esophageal pressure, and work of breathing were measured. Continuous EEG monitoring was performed throughout the study period. After 2 hours, ketamine infusion was discontinued and routine ICU care continued.
|
|---|---|
|
Overall Study
STARTED
|
15
|
|
Overall Study
COMPLETED
|
12
|
|
Overall Study
NOT COMPLETED
|
3
|
Reasons for withdrawal
| Measure |
Ketamine Infusion (5 Then 10 mcg/kg/Min) During Propofol Sedation
Participants received a continuous infusion of ketamine at 5 mcg/kg/min for 1 hour followed by 10 mcg/kg/min for another hour while maintained on a constant propofol sedation rate. Spontaneous breathing trials (SBT) with zero end-expiratory pressure and no pressure support were performed for 1 minute at baseline (before ketamine), after 1 hour of low-dose ketamine, and after 1 hour of high-dose ketamine. During these trials, inspiratory flow, tidal volume, minute ventilation, respiratory rate, esophageal pressure, and work of breathing were measured. Continuous EEG monitoring was performed throughout the study period. After 2 hours, ketamine infusion was discontinued and routine ICU care continued.
|
|---|---|
|
Overall Study
ICU intervention (fentanyl bolus causing apnea)
|
1
|
|
Overall Study
ICU interventions limiting data acquisition
|
2
|
Baseline Characteristics
Sex was reported for all participants included in the analysis population. No participants were excluded from this baseline measure.
Baseline characteristics by cohort
| Measure |
Ketamine Infusion (5 Then 10 mcg/kg/Min) During Propofol Sedation
n=12 Participants
Participants received a continuous ketamine infusion of 5 mcg/kg/min for 1 hour followed by 10 mcg/kg/min for another hour while maintained on a constant propofol sedation infusion. Spontaneous breathing trials with PEEP 0 and no pressure support were performed at baseline, after 1 hour of low-dose ketamine, and after 1 hour of high-dose ketamine. Respiratory variables, work of breathing, esophageal pressure, and EEG activity were recorded during these trials.
|
|---|---|
|
RASS (Richmond Agitation-Sedation Scale) at study start
|
-1 score
n=12 Participants
|
|
Primary ICU admission diagnosis / reason for mechanical ventilation
Respiratory
|
4 Participants
n=12 Participants
|
|
Age, Continuous
|
62 years
STANDARD_DEVIATION 20 • n=12 Participants
|
|
Sex: Female, Male
Female
|
7 Participants
n=12 Participants • Sex was reported for all participants included in the analysis population. No participants were excluded from this baseline measure.
|
|
Sex: Female, Male
Male
|
5 Participants
n=12 Participants • Sex was reported for all participants included in the analysis population. No participants were excluded from this baseline measure.
|
|
Body Mass Index (BMI)
|
26 kg/m^2
n=12 Participants • BMI was reported for all participants included in the analysis population. No participants were excluded from this baseline measure analysis.
|
|
APACHE II (Acute Physiology and Chronic Health Evaluation II) score
|
15 points
n=12 Participants • APACHE II was reported for all participants included in the analysis population. No participants were excluded from this baseline measure analysis.
|
|
SOFA (Sequential Organ Failure Assessment) score
|
5 points
n=12 Participants
|
|
Primary ICU admission diagnosis / reason for mechanical ventilation
Trauma
|
3 Participants
n=12 Participants
|
|
Primary ICU admission diagnosis / reason for mechanical ventilation
Infection
|
3 Participants
n=12 Participants
|
|
Primary ICU admission diagnosis / reason for mechanical ventilation
Cardiovascular
|
1 Participants
n=12 Participants
|
|
Primary ICU admission diagnosis / reason for mechanical ventilation
Postoperative
|
1 Participants
n=12 Participants
|
|
History of pulmonary disease
|
6 Participants
n=12 Participants
|
PRIMARY outcome
Timeframe: During spontaneous breathing trials at baseline (prior to ketamine infusion), after 60 minutes of ketamine infusion at 5 mcg/kg/min, and after 60 minutes of ketamine infusion at 10 mcg/kg/minPopulation: The analysis population included the 12 participants who completed the study measurements. Three enrolled participants were excluded from analysis because study measurements could not be completed due to clinical events during the study period.
Inspiratory airflow measured during spontaneous breathing trials without ventilator support using a calibrated pneumotachometer connected to the ventilatory circuit. Airflow signals were recorded along with airway and esophageal pressures and analyzed. Inspiratory airflow represents the rate of air entering the lungs during inspiration and is reported in liters per second (L/s). Higher values indicate greater inspiratory airflow during spontaneous breathing. Measurements were obtained during brief spontaneous breathing trials performed at predefined study time points.
Outcome measures
| Measure |
Ketamine Infusion (5 Then 10 mcg/kg/Min) During Propofol Sedation
n=12 Participants
Participants received a continuous infusion of ketamine at 5 mcg/kg/min for 1 hour followed by 10 mcg/kg/min for another hour while maintained on a constant propofol sedation rate. Spontaneous breathing trials (SBT) with zero end-expiratory pressure and no pressure support were performed for 1 minute at baseline (before ketamine), after 1 hour of low-dose ketamine, and after 1 hour of high-dose ketamine. During these trials, inspiratory flow, tidal volume, minute ventilation, respiratory rate, esophageal pressure, and work of breathing were measured. Continuous EEG monitoring was performed throughout the study period. After 2 hours, ketamine infusion was discontinued and routine ICU care continued.
|
|---|---|
|
Inspiratory Airflow
After 60 min ketamine 10 mcg/kg/min
|
0.44 L/s
Interval 0.33 to 0.58
|
|
Inspiratory Airflow
Baseline (before ketamine infusion)
|
0.36 L/s
Interval 0.29 to 0.46
|
|
Inspiratory Airflow
After 60 min ketamine 5 mcg/kg/min
|
0.47 L/s
Interval 0.32 to 0.57
|
SECONDARY outcome
Timeframe: Baseline (prior to ketamine infusion), after 60 minutes of ketamine infusion at 5 mcg/kg/min, and after 60 minutes of ketamine infusion at 10 mcg/kg/min.Population: The analysis population included the 12 participants who completed the study measurements and had analyzable EEG recordings.
Electroencephalogram (EEG) power spectrum density was measured using four frontal electrodes with the SedLine monitor and analyzed using multitaper spectral methods. Changes in beta-gamma power (19-44 Hz) were expressed in decibels (dB) relative to baseline using artifact-free \~3-minute segments at predefined time points. The reported value represents the maximum increase in spectral power across the frequency range, capturing the strongest frequency-specific effect, which may be diluted by averaging across the band if central tendency is used. This approach is standard in spectral analyses to detect peak effects and potential frequency shifts. Power spectra are continuous functions and peak values are the dominant signal components because they represent the strongest oscillatory activity the brain could achieve in a predefined frequency range.
Outcome measures
| Measure |
Ketamine Infusion (5 Then 10 mcg/kg/Min) During Propofol Sedation
n=12 Participants
Participants received a continuous infusion of ketamine at 5 mcg/kg/min for 1 hour followed by 10 mcg/kg/min for another hour while maintained on a constant propofol sedation rate. Spontaneous breathing trials (SBT) with zero end-expiratory pressure and no pressure support were performed for 1 minute at baseline (before ketamine), after 1 hour of low-dose ketamine, and after 1 hour of high-dose ketamine. During these trials, inspiratory flow, tidal volume, minute ventilation, respiratory rate, esophageal pressure, and work of breathing were measured. Continuous EEG monitoring was performed throughout the study period. After 2 hours, ketamine infusion was discontinued and routine ICU care continued.
|
|---|---|
|
EEG Beta-gamma Power
Maximum power increase after 60 min ketamine 5 mcg/kg/min at 34.7 Hz
|
2.9 dB
|
|
EEG Beta-gamma Power
Maximum power increase after 60 min ketamine 10 mcg/kg/min at 39.1 Hz
|
4.2 dB
|
SECONDARY outcome
Timeframe: During spontaneous breathing trials at baseline (prior to ketamine infusion), after 60 minutes of ketamine infusion at 5 mcg/kg/min, and after 60 minutes of ketamine infusion at 10 mcg/kg/min.Population: The analysis population included the 12 participants who completed the study measurements. No additional exclusions were made for this outcome.
Minute ventilation measured during spontaneous breathing trials without ventilator support using a calibrated pneumotachometer connected to the ventilatory circuit. Minute ventilation represents the total volume of air inhaled or exhaled per minute and is calculated as tidal volume multiplied by respiratory rate. Values are reported in liters per minute (L/min). Higher values indicate greater overall ventilation during spontaneous breathing. Measurements were derived from airflow recordings.
Outcome measures
| Measure |
Ketamine Infusion (5 Then 10 mcg/kg/Min) During Propofol Sedation
n=12 Participants
Participants received a continuous infusion of ketamine at 5 mcg/kg/min for 1 hour followed by 10 mcg/kg/min for another hour while maintained on a constant propofol sedation rate. Spontaneous breathing trials (SBT) with zero end-expiratory pressure and no pressure support were performed for 1 minute at baseline (before ketamine), after 1 hour of low-dose ketamine, and after 1 hour of high-dose ketamine. During these trials, inspiratory flow, tidal volume, minute ventilation, respiratory rate, esophageal pressure, and work of breathing were measured. Continuous EEG monitoring was performed throughout the study period. After 2 hours, ketamine infusion was discontinued and routine ICU care continued.
|
|---|---|
|
Minute Ventilation
Baseline (before ketamine infusion)
|
6.95 L/min
Interval 5.75 to 9.57
|
|
Minute Ventilation
After 60 min ketamine 5 mcg/kg/min
|
8.24 L/min
Interval 5.78 to 11.5
|
|
Minute Ventilation
After 60 min ketamine 10 mcg/kg/min
|
8.33 L/min
Interval 6.62 to 11.12
|
SECONDARY outcome
Timeframe: During spontaneous breathing trials at baseline (prior to ketamine infusion), after 60 minutes of ketamine infusion at 5 mcg/kg/min, and after 60 minutes of ketamine infusion at 10 mcg/kg/min.Population: The analysis population included the 12 participants who completed the study measurements. No additional exclusions were made for this outcome.
Tidal volume measured during spontaneous breathing trials without ventilator support using a calibrated pneumotachometer connected to the ventilatory circuit. Tidal volume represents the volume that enters the lungs during a single breath and is reported in liters (L). Values were derived from airflow recordings analyzed using spirometry software. Higher values indicate larger breath volumes during spontaneous breathing at the predefined study time points.
Outcome measures
| Measure |
Ketamine Infusion (5 Then 10 mcg/kg/Min) During Propofol Sedation
n=12 Participants
Participants received a continuous infusion of ketamine at 5 mcg/kg/min for 1 hour followed by 10 mcg/kg/min for another hour while maintained on a constant propofol sedation rate. Spontaneous breathing trials (SBT) with zero end-expiratory pressure and no pressure support were performed for 1 minute at baseline (before ketamine), after 1 hour of low-dose ketamine, and after 1 hour of high-dose ketamine. During these trials, inspiratory flow, tidal volume, minute ventilation, respiratory rate, esophageal pressure, and work of breathing were measured. Continuous EEG monitoring was performed throughout the study period. After 2 hours, ketamine infusion was discontinued and routine ICU care continued.
|
|---|---|
|
Tidal Volume
Baseline (before ketamine infusion)
|
0.29 L
Interval 0.23 to 0.4
|
|
Tidal Volume
After 60 min ketamine 5 mcg/kg/min
|
0.39 L
Interval 0.27 to 0.48
|
|
Tidal Volume
After 60 min ketamine 10 mcg/kg/min
|
0.39 L
Interval 0.3 to 0.48
|
SECONDARY outcome
Timeframe: During spontaneous breathing trials at baseline (prior to ketamine infusion), after 60 minutes of ketamine infusion at 5 mcg/kg/min, and after 60 minutes of ketamine infusion at 10 mcg/kg/min.Population: The analysis population included the 12 participants who completed the study measurements. No additional exclusions were made for this outcome.
Inspiratory work of breathing measured during spontaneous breathing trials using esophageal pressure (Pes) and tidal volume recordings. Work of breathing was calculated from the area under the inspiratory limb of the esophageal pressure-volume loop for each breathing cycle. Values were averaged across breaths during the recording period and normalized to tidal volume. Work of breathing was expressed in joules per liter (J/L). Higher values indicate greater mechanical effort required to inhale.
Outcome measures
| Measure |
Ketamine Infusion (5 Then 10 mcg/kg/Min) During Propofol Sedation
n=12 Participants
Participants received a continuous infusion of ketamine at 5 mcg/kg/min for 1 hour followed by 10 mcg/kg/min for another hour while maintained on a constant propofol sedation rate. Spontaneous breathing trials (SBT) with zero end-expiratory pressure and no pressure support were performed for 1 minute at baseline (before ketamine), after 1 hour of low-dose ketamine, and after 1 hour of high-dose ketamine. During these trials, inspiratory flow, tidal volume, minute ventilation, respiratory rate, esophageal pressure, and work of breathing were measured. Continuous EEG monitoring was performed throughout the study period. After 2 hours, ketamine infusion was discontinued and routine ICU care continued.
|
|---|---|
|
Work of Breathing
After 60 min ketamine 5 mcg/kg/min
|
0.4 J/L
Interval 0.2 to 0.9
|
|
Work of Breathing
After 60 min ketamine 10 mcg/kg/min
|
0.4 J/L
Interval 0.1 to 0.5
|
|
Work of Breathing
Baseline (before ketamine infusion)
|
0.6 J/L
Interval 0.2 to 1.0
|
SECONDARY outcome
Timeframe: During spontaneous breathing trials at baseline (prior to ketamine infusion), after 60 minutes of ketamine infusion at 5 mcg/kg/min, and after 60 minutes of ketamine infusion at 10 mcg/kg/min.Population: The analysis population included the 12 participants who completed the study measurements. No additional exclusions were made for this outcome.
Inspiratory airway resistance measured during spontaneous breathing trials using airway flow and esophageal pressure recordings. Resistance was estimated using the Mead and Whittenberger method, calculated as (Pes - PesLR)/V̇, where Pes is esophageal pressure, PesLR is the pressure on the lung elastic recoil curve at the same tidal volume, and V̇ is airflow. Measurements were made at an absolute tidal volume of 100 ml and averaged across breathing cycles during the recording period. Values are reported in cmH2O/L/s. Higher values indicate greater resistance to airflow during inspiration.
Outcome measures
| Measure |
Ketamine Infusion (5 Then 10 mcg/kg/Min) During Propofol Sedation
n=12 Participants
Participants received a continuous infusion of ketamine at 5 mcg/kg/min for 1 hour followed by 10 mcg/kg/min for another hour while maintained on a constant propofol sedation rate. Spontaneous breathing trials (SBT) with zero end-expiratory pressure and no pressure support were performed for 1 minute at baseline (before ketamine), after 1 hour of low-dose ketamine, and after 1 hour of high-dose ketamine. During these trials, inspiratory flow, tidal volume, minute ventilation, respiratory rate, esophageal pressure, and work of breathing were measured. Continuous EEG monitoring was performed throughout the study period. After 2 hours, ketamine infusion was discontinued and routine ICU care continued.
|
|---|---|
|
Inspiratory Airway Resistance
Baseline (before ketamine infusion)
|
17.7 cmH2O/L/s
Interval 1.7 to 22.4
|
|
Inspiratory Airway Resistance
After 60 min ketamine 5 mcg/kg/min
|
15.1 cmH2O/L/s
Interval 4.6 to 21.6
|
|
Inspiratory Airway Resistance
After 60 min ketamine 10 mcg/kg/min
|
9.1 cmH2O/L/s
Interval 1.1 to 15.3
|
SECONDARY outcome
Timeframe: During spontaneous breathing trials at baseline (prior to ketamine infusion), after 60 minutes of ketamine infusion at 5 mcg/kg/min, and after 60 minutes of ketamine infusion at 10 mcg/kg/min.Population: The analysis population included the 12 participants who completed the study measurements. No additional exclusions were made for this outcome.
Lung compliance measured during spontaneous breathing trials using tidal volume and esophageal pressure recordings. Compliance was calculated as the change in tidal volume divided by the change in esophageal pressure (ΔVT/ΔPes) measured between zero-flow states at the beginning and end of inspiration. Values represent respiratory system compliance and are reported in milliliters per centimeter of water pressure (mL/cmH2O). Higher values indicate greater lung compliance, reflecting a larger volume change for a given pressure change.
Outcome measures
| Measure |
Ketamine Infusion (5 Then 10 mcg/kg/Min) During Propofol Sedation
n=12 Participants
Participants received a continuous infusion of ketamine at 5 mcg/kg/min for 1 hour followed by 10 mcg/kg/min for another hour while maintained on a constant propofol sedation rate. Spontaneous breathing trials (SBT) with zero end-expiratory pressure and no pressure support were performed for 1 minute at baseline (before ketamine), after 1 hour of low-dose ketamine, and after 1 hour of high-dose ketamine. During these trials, inspiratory flow, tidal volume, minute ventilation, respiratory rate, esophageal pressure, and work of breathing were measured. Continuous EEG monitoring was performed throughout the study period. After 2 hours, ketamine infusion was discontinued and routine ICU care continued.
|
|---|---|
|
Lung Compliance
Baseline (before ketamine infusion)
|
23 mL/cmH2O
Interval 14.0 to 127.0
|
|
Lung Compliance
After 60 min ketamine 5 mcg/kg/min
|
20 mL/cmH2O
Interval 12.0 to 149.0
|
|
Lung Compliance
After 60 min ketamine 10 mcg/kg/min
|
26 mL/cmH2O
Interval 22.0 to 198.0
|
Adverse Events
Ketamine Infusion (5 Then 10 mcg/kg/Min) During Propofol Sedation
Serious adverse events
Adverse event data not reported
Other adverse events
Adverse event data not reported
Additional Information
Results disclosure agreements
- Principal investigator is a sponsor employee
- Publication restrictions are in place