Trial Outcomes & Findings for Oxygen Versus PAP for Sleep Apnea in Heart Failure (NCT NCT01807897)

NCT ID: NCT01807897

Last Updated: 2023-01-25

Results Overview

Standard transthoracic 2-dimensional and Doppler echocardiography will be performed. M-mode measurements of LV dimensions will be performed and analyzed according to the American Society of Echocardiography recommendations and LVEF measured using the modified Simpson's method. Measurement is change from baseline in LVEF.

Recruitment status

COMPLETED

Study phase

PHASE4

Target enrollment

74 participants

Primary outcome timeframe

3 months

Results posted on

2023-01-25

Participant Flow

Participant milestones

Participant milestones
Measure
CPAP
Nocturnal continuous positive airway pressure Continuous positive airway pressure: Nocturnal continuous positive airway pressure, titrated to minimize apnea-hypopnea index Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
Oxygen
Nocturnal supplemental oxygen Nocturnal supplemental oxygen: Nocturnal supplemental oxygen, titrated to 2-4 liters/minute with target of eliminating nocturnal hypoxemia Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
HLSE
Healthy lifestyle and sleep education control Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
Overall Study
STARTED
31
29
14
Overall Study
COMPLETED
24
27
13
Overall Study
NOT COMPLETED
7
2
1

Reasons for withdrawal

Withdrawal data not reported

Baseline Characteristics

Oxygen Versus PAP for Sleep Apnea in Heart Failure

Baseline characteristics by cohort

Baseline characteristics by cohort
Measure
CPAP
n=31 Participants
Nocturnal continuous positive airway pressure Continuous positive airway pressure: Nocturnal continuous positive airway pressure, titrated to minimize apnea-hypopnea index Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
Oxygen
n=29 Participants
Nocturnal supplemental oxygen Nocturnal supplemental oxygen: Nocturnal supplemental oxygen, titrated to 2-4 liters/minute with target of eliminating nocturnal hypoxemia Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
HLSE
n=14 Participants
Healthy lifestyle and sleep education control Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
Total
n=74 Participants
Total of all reporting groups
Age, Categorical
<=18 years
0 Participants
n=99 Participants
0 Participants
n=107 Participants
0 Participants
n=206 Participants
0 Participants
n=7 Participants
Age, Categorical
Between 18 and 65 years
5 Participants
n=99 Participants
5 Participants
n=107 Participants
4 Participants
n=206 Participants
14 Participants
n=7 Participants
Age, Categorical
>=65 years
26 Participants
n=99 Participants
24 Participants
n=107 Participants
10 Participants
n=206 Participants
60 Participants
n=7 Participants
Age, Continuous
72.7 years
STANDARD_DEVIATION 10.2 • n=99 Participants
71.7 years
STANDARD_DEVIATION 8.3 • n=107 Participants
70.5 years
STANDARD_DEVIATION 8.1 • n=206 Participants
71.9 years
STANDARD_DEVIATION 9.1 • n=7 Participants
Sex: Female, Male
Female
0 Participants
n=99 Participants
1 Participants
n=107 Participants
0 Participants
n=206 Participants
1 Participants
n=7 Participants
Sex: Female, Male
Male
31 Participants
n=99 Participants
28 Participants
n=107 Participants
14 Participants
n=206 Participants
73 Participants
n=7 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
2 Participants
n=99 Participants
2 Participants
n=107 Participants
0 Participants
n=206 Participants
4 Participants
n=7 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
27 Participants
n=99 Participants
25 Participants
n=107 Participants
13 Participants
n=206 Participants
65 Participants
n=7 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
2 Participants
n=99 Participants
2 Participants
n=107 Participants
1 Participants
n=206 Participants
5 Participants
n=7 Participants
Race (NIH/OMB)
American Indian or Alaska Native
1 Participants
n=99 Participants
0 Participants
n=107 Participants
0 Participants
n=206 Participants
1 Participants
n=7 Participants
Race (NIH/OMB)
Asian
0 Participants
n=99 Participants
0 Participants
n=107 Participants
0 Participants
n=206 Participants
0 Participants
n=7 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
n=99 Participants
0 Participants
n=107 Participants
0 Participants
n=206 Participants
0 Participants
n=7 Participants
Race (NIH/OMB)
Black or African American
2 Participants
n=99 Participants
4 Participants
n=107 Participants
2 Participants
n=206 Participants
8 Participants
n=7 Participants
Race (NIH/OMB)
White
23 Participants
n=99 Participants
22 Participants
n=107 Participants
12 Participants
n=206 Participants
57 Participants
n=7 Participants
Race (NIH/OMB)
More than one race
2 Participants
n=99 Participants
0 Participants
n=107 Participants
0 Participants
n=206 Participants
2 Participants
n=7 Participants
Race (NIH/OMB)
Unknown or Not Reported
3 Participants
n=99 Participants
3 Participants
n=107 Participants
0 Participants
n=206 Participants
6 Participants
n=7 Participants

PRIMARY outcome

Timeframe: 3 months

Population: All participants with both baseline and follow-up echocardiograms. There were 5 dropouts from the CPAP group, 2 from the NSO group and 1 from the HLSE group.

Standard transthoracic 2-dimensional and Doppler echocardiography will be performed. M-mode measurements of LV dimensions will be performed and analyzed according to the American Society of Echocardiography recommendations and LVEF measured using the modified Simpson's method. Measurement is change from baseline in LVEF.

Outcome measures

Outcome measures
Measure
CPAP
n=24 Participants
Nocturnal continuous positive airway pressure Continuous positive airway pressure: Nocturnal continuous positive airway pressure, titrated to minimize apnea-hypopnea index Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
Oxygen
n=27 Participants
Nocturnal supplemental oxygen Nocturnal supplemental oxygen: Nocturnal supplemental oxygen, titrated to 2-4 liters/minute with target of eliminating nocturnal hypoxemia Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
HLSE
n=13 Participants
Healthy lifestyle and sleep education control Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
Left Ventricular Ejection Fraction
1.63 percent of LV diastolic volume
Standard Deviation 4.88
1.69 percent of LV diastolic volume
Standard Deviation 8.33
4.42 percent of LV diastolic volume
Standard Deviation 4.85

SECONDARY outcome

Timeframe: 3 months

Population: All randomized participants completing baseline and follow-up cardiopulmonary exercise testing

Treadmill exercise testing will be performed using a motor-driven treadmill and a modified Naughton protocol, with a lightweight disposable pneumotach device positioned in the participant's mouth interfaced with a metabolic cart. Change in VO2 peak between baseline and final visit will be the co-primary outcome of the study. Secondary outcome measures from cardiopulmonary exercise testing include VO2 at anaerobic threshold and VE/VCO2 slope.

Outcome measures

Outcome measures
Measure
CPAP
n=17 Participants
Nocturnal continuous positive airway pressure Continuous positive airway pressure: Nocturnal continuous positive airway pressure, titrated to minimize apnea-hypopnea index Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
Oxygen
n=21 Participants
Nocturnal supplemental oxygen Nocturnal supplemental oxygen: Nocturnal supplemental oxygen, titrated to 2-4 liters/minute with target of eliminating nocturnal hypoxemia Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
HLSE
n=7 Participants
Healthy lifestyle and sleep education control Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
Peak Oxygen Consumption (VO2 Peak)
-0.40 ml/kg/min
Standard Deviation 2.59
0.11 ml/kg/min
Standard Deviation 4.75
-1.54 ml/kg/min
Standard Deviation 2.39

SECONDARY outcome

Timeframe: 3 months

Population: Participants completing 24-hour ambulatory BP monitoring at final visit

24-hour blood pressure will be measured using a blood pressure cuff that is connected by rubber tubing to a small pressure monitoring device, programmed to measure BP at 20 minute intervals during the day and 30 minute intervals at night (11 PM to 7 AM) for a period of 24 hours. The investigators will assess 24-hour mean arterial pressure as the primary blood pressure outcome, with additional assessment of nocturnal versus diurnal blood pressure effects.

Outcome measures

Outcome measures
Measure
CPAP
n=9 Participants
Nocturnal continuous positive airway pressure Continuous positive airway pressure: Nocturnal continuous positive airway pressure, titrated to minimize apnea-hypopnea index Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
Oxygen
n=14 Participants
Nocturnal supplemental oxygen Nocturnal supplemental oxygen: Nocturnal supplemental oxygen, titrated to 2-4 liters/minute with target of eliminating nocturnal hypoxemia Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
HLSE
n=5 Participants
Healthy lifestyle and sleep education control Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
24-hour Ambulatory Blood Pressure
87.5 torr
Standard Deviation 8.5
88.0 torr
Standard Deviation 9.1
77.4 torr
Standard Deviation 9.9

Adverse Events

CPAP

Serious events: 4 serious events
Other events: 10 other events
Deaths: 0 deaths

Oxygen

Serious events: 4 serious events
Other events: 13 other events
Deaths: 0 deaths

HLSE

Serious events: 2 serious events
Other events: 4 other events
Deaths: 0 deaths

Serious adverse events

Serious adverse events
Measure
CPAP
n=31 participants at risk
Nocturnal continuous positive airway pressure Continuous positive airway pressure: Nocturnal continuous positive airway pressure, titrated to minimize apnea-hypopnea index Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
Oxygen
n=29 participants at risk
Nocturnal supplemental oxygen Nocturnal supplemental oxygen: Nocturnal supplemental oxygen, titrated to 2-4 liters/minute with target of eliminating nocturnal hypoxemia Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
HLSE
n=14 participants at risk
Healthy lifestyle and sleep education control Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
Nervous system disorders
Stroke
3.2%
1/31 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/29 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/14 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Respiratory, thoracic and mediastinal disorders
Bronchitis
3.2%
1/31 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/29 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/14 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Respiratory, thoracic and mediastinal disorders
Heart failure
3.2%
1/31 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
6.9%
2/29 • Number of events 2 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/14 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Musculoskeletal and connective tissue disorders
Fall
3.2%
1/31 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/29 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
7.1%
1/14 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Respiratory, thoracic and mediastinal disorders
Pneumonia
0.00%
0/31 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
3.4%
1/29 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/14 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Cardiac disorders
Atrial fibrillation
0.00%
0/31 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
3.4%
1/29 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/14 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Cardiac disorders
Chest pain
0.00%
0/31 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/29 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
7.1%
1/14 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.

Other adverse events

Other adverse events
Measure
CPAP
n=31 participants at risk
Nocturnal continuous positive airway pressure Continuous positive airway pressure: Nocturnal continuous positive airway pressure, titrated to minimize apnea-hypopnea index Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
Oxygen
n=29 participants at risk
Nocturnal supplemental oxygen Nocturnal supplemental oxygen: Nocturnal supplemental oxygen, titrated to 2-4 liters/minute with target of eliminating nocturnal hypoxemia Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
HLSE
n=14 participants at risk
Healthy lifestyle and sleep education control Healthy Lifestyle and Sleep Education: A 60-minute educational intervention with slide show and printed materials, educating the patient in healthy sleep habits and heart-healthy lifestyle
Cardiac disorders
Increased dyspnea
16.1%
5/31 • Number of events 5 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
13.8%
4/29 • Number of events 4 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
14.3%
2/14 • Number of events 2 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Cardiac disorders
Chest discomfort
0.00%
0/31 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
6.9%
2/29 • Number of events 2 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/14 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Nervous system disorders
Excessive sleepiness
6.5%
2/31 • Number of events 2 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
10.3%
3/29 • Number of events 3 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/14 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Skin and subcutaneous tissue disorders
Rash
0.00%
0/31 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
6.9%
2/29 • Number of events 2 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/14 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Renal and urinary disorders
Decreased renal function
0.00%
0/31 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
3.4%
1/29 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/14 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Respiratory, thoracic and mediastinal disorders
Pneumonia
3.2%
1/31 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/29 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/14 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
General disorders
Toothache
3.2%
1/31 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/29 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/14 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Infections and infestations
Skin infection
3.2%
1/31 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/29 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/14 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Injury, poisoning and procedural complications
Fall with injury
0.00%
0/31 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/29 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
7.1%
1/14 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Musculoskeletal and connective tissue disorders
Arthritis
0.00%
0/31 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/29 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
7.1%
1/14 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
Musculoskeletal and connective tissue disorders
Leg pain
0.00%
0/31 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
3.4%
1/29 • Number of events 1 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.
0.00%
0/14 • 3 months
AE data collected at 1, 2, 4, and 8 weeks of follow-up and at final visit.

Additional Information

Dr. Daniel Gottlieb

VA Boston Healthcare System

Phone: 857-203-6175

Results disclosure agreements

  • Principal investigator is a sponsor employee
  • Publication restrictions are in place